Financial Institutions Consulting

Tax Credit Investment consulting

Freed Maxick helps institutions leverage federal and state tax credit benefits to achieve economic goals. Our investment tax team is on your side from start to finish, providing innovative solutions to underlying tax, structuring, compliance, and business issues encountered during the development and application process. 

Regulatory Compliance

With expertise in banking services, our regulatory compliance team offers insights and practical solutions for satisfying regulatory requirements. We conduct comprehensive diagnostic reviews and develop corrective action plans tailored to your organization’s needs.

Lending Compliance

Freed Maxick performs file review procedures customized to meet your institution’s needs, including Federal Dodd-Frank and New York State regulations. Our comprehensive service offering includes HMDA data integrity reviews, Fair Lending Reviews, and Fair Lending Risk Assessments.

Deposit and Operational Compliance

Freed Maxick has experience performing deposit operations and compliance reviews for institutions of all sizes. Our team can provide an independent perspective and review of Remote Deposit compliance, advertising requirements, and Regulation E disclosures and practices, as well as conduct a comprehensive review of all deposit operations and disclosure requirements.

BSA/AML Compliance and Consulting

We work with management to evaluate and strengthen your BSA program. Our services include independent reviews, diagnostics on your system alert parameters, responding to regulatory comments, developing policies and procedures, and providing staff training.

Model Risk Management

Model risk management is a hot topic for regulators. Our experts provide essential support in model risk management, ensuring FFIEC compliance through risk evaluations, audits, and model testing.